Skip to main content

Home/ Law & Politics/ Group items tagged S-3

Rss Feed Group items tagged

seclaw101

SEC Issues Form S-3 Registration and Annual Report C&DIs - 0 views

  •  
    On November 2, 2016, the Securities and Exchange Commission ("SEC") Division of Corporation Finance released two new compliance and disclosure interpretations ("C&DIs") addressing eligibility to use Form S-3 registration statements and submission of annual reports to the SEC.
thinkahol *

CFTC Votes 3-2 to Approve Limits on Commodity Speculation - Businessweek - 0 views

  •  
    Oct. 18 (Bloomberg) -- The top U.S. derivatives regulators voted 3 to 2 today to curb trading in oil, wheat, gold and other commodities after a boom in raw-materials speculation, record- high prices and years of debate and delay. The rule has been among the most controversial provisions of the Dodd-Frank financial overhaul, enacted last year, which gave the Commodity Futures Trading Commission the authority to limit trading in over-the-counter commodity swaps as well as exchange-traded futures. The rule will limit the number of contracts a single firm can hold. "Our duty is to protect both market participants and the American public from fraud, manipulation and other abuses," Chairman Gary Gensler said at the commission's meeting in Washington in support of the rule. "Position limits have served since the Commodity Exchange Act passed in 1936 as a tool to curb or prevent excessive speculation that may burden interstate commerce." The rule limits traders to 25 percent of deliverable supply in the month nearest to delivery. The spot-month limits apply separately to physically settled and cash-settled contracts. Deliverable supply will be determined by the CFTC in conjunction with the exchanges.
thinkahol *

Things That Make Me Angry | Thinkahol's Blog - 0 views

  •  
    Wall Street Isn't Winning - It's Cheating The two-tiered justice system: an illustration 9/10/2001: Rumsfeld says $2.3 TRILLION Missing from Pentagon  The due-process-free assassination of U.S. citizens is now reality The Quiet Coup "the finance industry has effectively captured our government" What OWS is about + data behind the movement Data privacy is now extinct in the U.S. "The problem that confronts us is that every living system in the biosphere is in decline and the rate of decline is accelerating. There isn't one peer-reviewed scientific article that's been published in the last 20 years that contradicts that statement. Living systems are coral reefs. They're our climatic stability, forest cover, the oceans themselves, aquifers, water, the conditions of the soil, biodiversity. They go on and on as they get more specific. But the fact is, there isn't one living system that is stable or is improving. And those living systems provide the basis for all life." The 1% are the very best destroyers of wealth the world has ever seen The prison industry in the United States: big business or a new form of slavery? How the GOP Became the Party of the Rich: The inside story of how the Republicans abandoned the poor and the middle class to pursue their relentless agenda of tax cuts for the wealthiest one percent
thinkahol *

Open proposal to US higher education: end oligarchy economics, save trillions with educ... - 0 views

  •  
    Economics: I'm going to discuss trillions of dollars in a moment. As an economics teacher, I understand numbers this large are extremely difficult to imagine. If you are among the majority with this difficulty, I recommend that you follow the expert testimony that paints the picture, and know that success in this area of public education transformation that unleashes trillions of our dollars for human creative capacity in unimaginable power is sufficient to end the current economic crisis. This is the longest section of my briefing. If you tire in reading, please consider that at trillions of dollars of annual public benefits, you literally have nothing more valuable to do than understand the following facts and ideas. Harvard's Linda Bilmes co-authored a paper with Nobel Prize winner Joseph Stiglitz estimating the long-term costs of current US wars at now $3 to $5 trillion ($30-$50,000 per US household of $50,000/year income), with total debt increase since 2001 of over $10 trillion. Remember, as demonstrated by the evidence disclosed by our own government, all the reasons Americans were told to go to war were known to be lies as they were told and applicable law proves these wars Orwellian unlawful. Just down the Charles River from Harvard, MIT's Simon Johnson (and former Chief Economist of the International Monetary Fund) describes our economy being lead by gambling oligarchs who have captured government as in banana republics (his words), and might plunge the US into an economy worse than the Great Depression. From his article under the telling title, The Quiet Coup: "Elite business interests-financiers, in the case of the U.S.-played a central role in creating the crisis, making ever-larger gambles, with the implicit backing of the government, until the inevitable collapse. More alarming, they are now using their influence to prevent precisely the sorts of reforms that are needed, and fast, to pull the economy out of its nosedive. The govern
thinkahol *

Has Obama kept a single campaign promise? | Thinkahol's Blog - 0 views

  •  
    Obama hasn't closed Guantanamo and people are still being tortured at Bagram[2], the U.S. is bombing at least six Muslim countries that we know of (Iraq, Afghanistan, Libya, Somalia, Yemen, Pakistan)[3], and the healthcare bill fiasco in which he had secretly traded away the public option from the beginning[4] very clearly show that he definitely hasn't changed the way Washington works. If anything he's made every conceivable pernicious undemocratic influence stronger.
Unified Patents

Unified Patents Settles with Verify Smart - 1 views

  •  
    On June 22, 2016, pursuant to a settlement agreement, Unified Patents Inc. filed a motion to terminate their petition for inter partes review, IPR2016-00836, against claims 1-3, 5-7, 9-16 and 19 of U.S. Patent 8,285,648 (owned and recently asserted by Verify Smart Corp.). A copy of that public filing can be found here.
Unified Patents

Unified Files Third IPR Against Advanced Silicon Technologies, LLC - 1 views

  •  
    On July 10, 2016, Unified Patents Inc. filed a petition for inter partes review, IPR2016-01374, against claims 1, 2, 3, 8, 18, 19, 20, 21, 25, 26, 27, and 28 of U.S. Patent 6,339,428, directed to a video graphics texture mapping.
Unified Patents

Unified Filing Results in Successful Adverse Judgment against Qurio Patent - 1 views

  •  
    On June 21, 2016, the Patent Trial and Appeal Board (PTAB) awarded adverse judgment against patent owner Qurio Holdings, Inc., prior to institution, cancelling claims 1-3, 10, 12, and 15-18 of U.S. Patent 7,787,904, as challenged via joinder by Unified in IPR2016-00998.
1 - 8 of 8
Showing 20 items per page