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Leonardo Gottems

FSA attack investment companies lack Anti-Bribery protection - 0 views

www.timizzer.com/...s-lack-anti-bribery-protection

and Organisations Business USA tagged anti-bribery banks bribery risk corruption financial crime FSA investment regulations by Timizzer

shared by Leonardo Gottems on 09 Apr 12 - No Cached
  • Leonardo Gottems on 09 Apr 12
     
    The Financial Services Authority (FSA) has heavily criticised investment banks for failing to maintain the right anti-bribery and corruption data, or implement decent preventative systems. The regulator said it was ready to act on those banks that did not comply with the rules, and that some firms could already be in line for penalties. It also issued fresh guidance to the entire financial services industry
anonymous

Britain Imposes $48.2 Million Fine on JP Morgan - 0 views

smetimes.tradeindia.com/...mn-fine-on-jp-morgan14523.html

Britain Imposes $48.2 Million Fine on JP Morgan

shared by anonymous on 04 Jun 10 - Cached
  • anonymous on 04 Jun 10
     
    Investment bank JP Morgan in London has been given a record fine of 33.3 million pounds ($48.2 million) by Britain's Financial Services Authority (FSA)for failing to protect clients' money, the City regulator said Thursday.
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