The Smith-Ewart-Harkins theory for the mechanism of free-radical emulsion
polymerization is summarized by the following steps:
A monomer is dispersed or emulsified
in a solution of surfactant and water forming relatively large droplets of
monomer in water.
Excess surfactant creates micelles
in the water.
Small amounts of monomer diffuse through the water to the micelle.
A water-soluble initiator is introduced into the water phase where it reacts
with monomer in the micelles. (This characteristic differs from suspension polymerization where an
oil-soluble initiator dissolves in the monomer, followed by polymer formation in
the monomer droplets themselves.) This is considered Smith-Ewart Interval 1.
The total surface area of the micelles is much greater than the total
surface area of the fewer, larger monomer droplets; therefore the initiator
typically reacts in the micelle and not the monomer droplet.
Monomer in the micelle quickly polymerizes and the growing chain terminates.
At this point the monomer-swollen micelle has turned into a polymer particle.
When both monomer droplets and polymer particles are present in the system, this
is considered Smith-Ewart Interval 2.
More monomer from the droplets diffuses to the growing particle, where more
initiators will eventually react.
Eventually the free monomer droplets disappear and all remaining monomer is
located in the particles. This is considered Smith-Ewart Interval 3.
Depending on the particular product and monomer, additional monomer and
initiator may be continuously and slowly added to maintain their levels in the
system as the particles grow.
The final product is a dispersion of polymer particles
in water. It can also be known as a polymer colloid, a latex, or commonly and inaccurately as an
'emulsion'.